United States
Federal
U.S. Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC) Federal Trade Commission National Associations of Securities Dealers (NASDR) National Futures Association (NFA) North American Securities Administrators Association (NASAA)
States/Districts
Alabama Securities Commission Alaska Dep't of Community & Economic Development - Div. of Banking, Securities & Corporations Arizona Corporation Commission - Securities Division Arkansas Securities Department California Department of Corporations - Securities Regulation Division Colorado Division of Securities Connecticut Department of Banking - Securities and Business Investments Division Delaware Division of Securities District of Columbia Department of Insurance and Securities Regulation Florida Department of Banking and Finance - Division of Securities and Finance Georgia Secretary of State Securities and Business Regulation Division Hawaii Department of Commerce and Consumer Affairs Idaho Securities Bureau Illinois Secretary of State - Securities Department Indiana Secretary of State - Securities Department Iowa Insurance Division - Securities Bureau Kansas - Office of the Kansas Securities Commissioner Kentucky Department of Financial Institutions Louisiana Securities Commission Maine Department of Professional and Financial Regulation - Securities Division Maryland Office of Attorney General - Securities Division Massachusetts Secretary of the Commonwealth - Securities Division Michigan Corporations, Securities and Land Development Bureau Minnesota Department of Commerce - Securities Registration Mississippi Secretary of State Business Regulations and Enforcement Division Missouri Office of the Secretary of State - Securities Division Montana Office of the State Auditor Nebraska Department of Banking and Finance - Bureau of Securities Nevada Secretary of State Securities Division New Hampshire Bureau of Securities Regulation (Department of State) New Jersey Bureau of Securities New Mexico Regulation and Licensing Department - Securities Division New York Department of Law - Bureau of Investor Protection & Securities North Carolina Department of the Secretary of State - Securities Division North Dakota Securities Commissioner Ohio Department of Commerce Division of Securities Oklahoma Securities Commission Oregon Department of Consumer and Business Service - Division of Corporation Securities Pennsylvania Securities Commission Rhode Island Department of Business Regulation South Carolina Office of Attorney General - Securities Section South Dakota Division of Securities Tennessee Department of Commerce & Insurance - Securities Division Texas Securities Division Utah Division of Securities Vermont Department of Banking, Insurance, Securities and Health Care Administration Virginia State Corporation Commission - Division of Securities and Retail Franchising Washington State Department of Financial Institutions - Securities Division West Virginia State Auditor's Office - Securities Division Wisconsin Division of Regulated Industries - Securities & Franchising Wyoming Secretary of State - Securities Division