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United States

Federal

  U.S. Securities & Exchange Commission (SEC)
  Commodity Futures Trading Commission (CFTC)
  Federal Trade Commission
  National Associations of Securities Dealers (NASDR)
  National Futures Association (NFA)
  North American Securities Administrators Association (NASAA)

States/Districts

  Alabama Securities Commission
  Alaska Dep't of Community & Economic Development - Div. of Banking, Securities & Corporations
  Arizona Corporation Commission - Securities Division
  Arkansas Securities Department
  California Department of Corporations - Securities Regulation Division
  Colorado Division of Securities
  Connecticut Department of Banking - Securities and Business Investments Division
  Delaware Division of Securities
  District of Columbia Department of Insurance and Securities Regulation
  Florida Department of Banking and Finance - Division of Securities and Finance
  Georgia Secretary of State Securities and Business Regulation Division
  Hawaii Department of Commerce and Consumer Affairs
  Idaho Securities Bureau
  Illinois Secretary of State - Securities Department
  Indiana Secretary of State - Securities Department
  Iowa Insurance Division - Securities Bureau
  Kansas - Office of the Kansas Securities Commissioner
  Kentucky Department of Financial Institutions
  Louisiana Securities Commission
  Maine Department of Professional and Financial Regulation - Securities Division
  Maryland Office of Attorney General - Securities Division
  Massachusetts Secretary of the Commonwealth - Securities Division
  Michigan Corporations, Securities and Land Development Bureau
  Minnesota Department of Commerce - Securities Registration
  Mississippi Secretary of State Business Regulations and Enforcement Division
  Missouri Office of the Secretary of State - Securities Division
  Montana Office of the State Auditor
  Nebraska Department of Banking and Finance - Bureau of Securities
  Nevada Secretary of State Securities Division
  New Hampshire Bureau of Securities Regulation (Department of State)
  New Jersey Bureau of Securities
  New Mexico Regulation and Licensing Department - Securities Division
  New York Department of Law - Bureau of Investor Protection & Securities
  North Carolina Department of the Secretary of State - Securities Division
  North Dakota Securities Commissioner
  Ohio Department of Commerce Division of Securities
  Oklahoma Securities Commission
  Oregon Department of Consumer and Business Service - Division of Corporation Securities
  Pennsylvania Securities Commission
  Rhode Island Department of Business Regulation
  South Carolina Office of Attorney General - Securities Section
  South Dakota Division of Securities
  Tennessee Department of Commerce & Insurance - Securities Division
  Texas Securities Division
  Utah Division of Securities
  Vermont Department of Banking, Insurance, Securities and Health Care Administration
  Virginia State Corporation Commission - Division of Securities and Retail Franchising
  Washington State Department of Financial Institutions - Securities Division
  West Virginia State Auditor's Office - Securities Division
  Wisconsin Division of Regulated Industries - Securities & Franchising
  Wyoming Secretary of State - Securities Division

 
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