(National Post)// IDA considers full range of penalties for Rampart expulsion
August 4 - The Investment Dealers Association may kick out Rampart Securities Inc., the Toronto-based brokerage firm it accused this week...

(National Post)// Broker won't have to pay $525,000 fine
July 5, 2001 - Nelson Allen, the former stockbroker accused of defrauding dozens of investors, will never have to pay...

(National Post)// OSC aims at Livent principles
July 4, 2001 - More than two years after the demise of Livent Inc., the Ontario Securities Commission...

(Globe and Mail)// OSC eyes Swiss bank in trading probe
June 1, 2001 - The Ontario Securities Commission is looking at whether a Swiss bank account is linked to...

(National Post)// Interim IDA enforcer resigns
May 7, 2001 - The interim head of the enforcement branch at the Investment Dealers Association of Canada resigned abruptly...

(National Post)// IDA gets tough with brokers
April 12, 2001 - In an attempt to bolster accountability in the brokerage industry, the Investment Dealers Association has agreed to adopt a new bylaw that will make it mandatory for brokerage firms...