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Canadian Brokerage News

  (Globe and Mail)// Canada's brokers don't see need for layoffs
June 4, 2001 - Canada's big investment banking operations say they are lean enough to endure the current soft business environment without resorting to staff layoffs. Executives at several of the largest dealers say ...

  (National Post)// BMO Nesbitt Burns procedures investigated
April 7, 2001 - Supervisory procedures at BMO Nesbitt Burns, one of the country's largest brokerage firms, are being investigated by the national self-regulatory body for the brokerage industry in the wake of more than 100 complaints against one of its brokers in Winnipeg...

  (Globe and Mail)// Tracking RBC trading may take months
April 7, 2001 - It could take months for regulators and RBC Dominion Securities Inc. to track down whoever was responsible for suspicious stock trading that may have been based on insider information leaked from the firm...

 

 

 
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